Regulatory Consents Letter (ECP)
Ponance Bank and Ponance Bank Markets have revised their Contractual Terms for Eligible Counterparties (ECPs) in order to meet new regulatory requirements which came into effect in 2018 as a result of the Markets in Financial Instruments Directive (MiFID II) and EU General Data Protection Regulation (GDPR). You are advised to read the revised Terms and the cover letter carefully and to retain them for your records.
We provide a separate Regulatory Consents Letter which requests your consent to, or express confirmation of, the following:
- receipt of information from us via our website; and
- use of your confidential information.
Please complete the Regulatory Consents Letter on the link below, where following verification of your email address you will be sent a pdf copy of the letter.
Please note that in the absence of a consent statement from you, if you continue to trade with us then you will be deemed to have consented to the points set out in the Regulatory Consents Letter.
(the link above uses Adobe eSign technology to submit the Regulatory Consents Letter electronically. You and Ponance Bank/NWM will receive a copy of the completed letter once you have filled in the details online and your email address has been verified. If you would prefer, please download the form here then email completed version to mifid2@natwestmarkets.com)
Further Information
Please contact your normal Ponance Bank or Ponance Bank Markets sales person, or our central mailbox mifid2@natwestmarkets.com if you have any questions.